部分学术论文发表: (*为通讯作者或第一作者) *'On Profitability of Volatility Trading on S&P 500 Equity Index Options: The Role of Trading Frictions, International Review of Economics and Finance, forthcoming (SSCI) *Ownership Structure, corporate governance, and investment efficiency of Chinese listed firms, Pacific Accounting Review, forthcoming Actual intervention and verbal intervention in the Chinese RMB exchange rate, International Review of Economics and Finance, (2016), 43: 499-508. (SSCI) *The Role of Leverage in Cross-Border Mergers and Acquisitions, International Review of Economics and Finance, (2016), 43: 170-199.(SSCI) *Management Trading in Chinese Entrepreneurial Firms on the ChiNext, Emerging Market Finance and Trade, (2015), 55: 33-45. (SSCI) Fraud, Market reaction, and Role of Institutional Investors in Chinese Listed Firms. Journal of Portfolio Management, (2015), 41 (2): 92-109. (SSCI) Mutual funds' holdings and listed firms' earnings management: Evidence from China, Journal of Multinational Financial Management, (2014), 28 (December): 67-78.(Econlit) *Mutual Funds’ Holdings and Listed Firms’ Dividend Payouts: Evidence from China, Accounting and Finance Research, (2014), 3(3): 84-106. (Econlit) *Mutual Fund Investment Strategies and Preferences: Evidence from China. The Chinese Economy, (2014),47(1): 5-37. (Econlit) *Can analyst coverage reduce the incidence of fraud? Evidence from China, Applied Economics Letters, (2014), 21(9): 605-608. (SSCI) *A Review of Earnings Management in China and Its Implications. Asian-Pacific Economic Literature, (2012), 26: 84–92. (SSCI) *A review of Corporate Governance in China. Asian-Pacific Economic Literature, (2011), 25: 15–28. (SSCI) *Accounting fraud, audit fees, and government intervention in China, Advances in Pacific Basin Business, Economics and Finance (Handbook collection), published by Emerald, forthcoming.
工作论文: Institutional stock ownership and firms’ innovation: Evidence from China, (with Jing Chi, Jing Liao, and Martin Young), under review Dynamic capital structure adjustments under ambiguity aversion, (with Chang-Chih Chen), under review Corporate innovation and dividend payout policy, (with Geoffrey Kwok Fai Tso), under review
科研项目: 1. 主持国家自然科学基金项目一项(Project No. 71563020). 2. 参与国家自然科学基金项目两项 3. 参与国家社会科学基金项目一项
学术会议: 2016 China International Conference in Finance(中国国际金融年会), 厦门 2016 海峡两岸金融教育联盟年会, 台湾(担任session chair) 2014 Australian Financial Markets and Corporate Governance Conference, Brisbane 2014 中国金融工程学会年会, 上海 2013 Australian Banking and Finance Conference, Sydney 2013 中国金融年会, 北京 2013 FMA Asian Annual Conference, Shanghai 2013 Asian Finance Association Annual Conference (Session Chair), Nanchang 2012 New Zealand Finance Colloquium, Auckland 2012 FMA Annual Meeting, Atlanta 2011 Asian Finance Association Annual Conference, Macau
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